Week - 1 |
Capital Market Law and Operation of Capital Market: Capital Market; Capital Market Elements: Fund suppliers, Fund demanders; Capital market law; The functioning of the capital market; Substantial concepts in capital market law. |
Week - 2 |
Capital Market Instruments:Capital Market Instrument Concept; Importance of Capital Market Instruments; Issuance and Public Sale of Capital Market Instruments; Dematerialization of Capital Market Instruments; Individual Capital Market Instruments: Shares, Bonds, Bills, Precious Metals. |
Week - 3 |
Capital Market Instruments: Securities: Shares, Bonds, Bills, Precious metal bills, divident share, Asset or mortgage-backed securities, Collateralized securities, Real estate certificates, Partnership warrants, Investment firm warrants and certificates, Lease certificates. |
Week - 4 |
Investment Firms: The concept of investment firm; Position of investment institutions in the capital market; Operating conditions of investment institutions; Investment institution activities; Reception and transmission of orders in relation to capital market instruments, Execution of orders in relation to capital market instruments in the name and account of the customer or in their own name and in the account of the customer, Dealing on own account, Portfolio management, Investment advice, Underwriting of capital market instruments on a firm commitment basis, Placing of financial instruments without a firm commitment basis, Operation of multilateral trading systems and regulated markets other than exchanges, Safekeeping and administration of capital market instruments in the name of the customer and portfolio custody services. |
Week - 5 |
Other Capital Market Institutions: Collective investment schemes; The concept and position of the collective investment institution; investment companies; Variable capital investment companies, Real estate investment companies, Venture capital investment companies
|
Week - 6 |
Other Capital Market Institutions: Independent audit firms, appraisal firms and credit rating agencies, Portfolio management companies, Mortgage finance institutions, Housing finance and asset finance funds, Asset leasing companies, Central clearing institution, Central depository institutions, Trade repositories. |
Week - 7 |
Midterm exam |
Week - 8 |
Public Joint Stock Corporations, Establishing and Organs: Types of public joint stock companies; Establishment of a public joint stock company; Organs of public joint stock companies; Board of directors, General assembly. |
Week - 9 |
Operation and Termination of Public Joint Stock Companies: Purchase or pledge of its own shares by the public joint stock company, Changes in the Articles of Association, Increasing the capital, Reducing the capital, Rights and obligations of the shareholders, Transfer of the shares, Audit of the public joint stock companies. |
Week - 10 |
Operation and Termination of Public Joint Stock Companies:Termination and liquidation of public joint stock companies, Dissolution of public joint stock companies, Reasons for self-dissolution, Decision of termination, End of being public, Liquidation of public joint stock companies.
|
Week - 11 |
Principles Regarding Investor Protection: Capital market regulations, Investor concept, Applicability of the investor protection principle, Mechanisms for investor protection in the capital market, Investor protection in Turkish capital market law, Protection of investor assets. |
Week - 12 |
Supervision and Measures: Capital market law, Capital market legislation, Operation of capital market, Capital market crimes, Administrative measures, Administrative and penal sanctions, Judicial supervision.
|
Week - 13 |
Actions Requiring Administrative Fine and Capital Market Crimes: Capital market law, Capital market legislation, Operation of capital market, Capital market crimes, Administrative measures, Administrative and penal sanctions, Judicial supervision. |
Week - 14 |
Final Exam |